Ready for SEC's Marketing Rule? Here's a Checklist

Financial Advisor IQ: Ready for SEC's Marketing Rule? Here's a Checklist

February 23, 2022

United States
United States
United States

In this article by Financial Advisor IQ, the firm's release of a compliance checklist for the SEC's new Marketing Rule for investment advisers is being featured. Eversheds Sutherland's Investment Services Team released the checklist to help investment adviser firms navigate the complexities of the new regulation for advertisements and other forms of marketing.  

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer.

Industries

Key contacts

issahanna@eversheds-sutherland.com

Issa J. Hanna

Partner

New York, United States

cliffordkirsch@eversheds-sutherland.com

Clifford E. Kirsch

Partner

New York, United States

michaelkoffler@eversheds-sutherland.com

Michael B. Koffler

Partner

New York, United States

andrewmount@eversheds-sutherland.com

Andrew T. Mount

Counsel

New York, United States

Latest Insights

Latest News

  • firm news
  • client news
  • client news
  • client news

Latest Events

  • virtual | June 23, 2026
  • virtual | September 10, 2026
  • in-person | September 17, 2026
  • in-person | September 23, 2026
Looking up downtown skyscrapers urban cityscape perspective

legal updates

June 17, 2026

Commercially Connected Shorts - 17 June 2026

Pay-Transparency-Waterdroplets-on-glass

legal updates

June 16, 2026

EU Pay Transparency Directive: Job evaluation and classification guideline...

View of buildings from below

legal updates

June 14, 2026

Global Sustainability & ESG Insights - May 2026

Tall glass skyscrapers urban business district modern city skyline

legal updates

June 11, 2026

EU adopts renewed foreign investment framework

© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website.