FINRA Seeks to Streamline Reporting Rules on Outside Activities

Business team meeting present. Photo professional investor working with new startup project. Finance managers meeting.Digital tablet laptop computer design smart phone using, keyboard docking screen foregroundBusiness team meeting present. Photo professional investor working with new startup project. Finance managers meeting.Digital tablet laptop computer design smart phone using, keyboard docking screen foreground

FINRA Seeks to Streamline Reporting Rules on Outside Activities

April 30, 2025

United States
United States
United States

ThinkAdvisor

Partner Ben Marzouk is interviewed by ThinkAdvisor about proposed new rules from FINRA that would replace the existing separate rules for outside business activities (Rule 3270) and private securities transactions (Rule 3280) with a new consolidated rule (Rule 3290) that would cover both outside business activities and private securities transactions.

Ben said these changes “would substantially simplify the requirements related to broker-dealer associated person activities done away from the firm," adding that “this is a renewed attempt by FINRA to simplify the reporting requirements and ease the burden on member firms.”


The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Services

Industries

Key contacts

benmarzouk@eversheds-sutherland.com

Ben Marzouk

Partner

Washington, DC, United States

Latest Insights

Latest News

Latest Events

  • virtual | September 10, 2026
  • in-person | September 10, 2026
  • in-person | September 17, 2026
  • in-person | September 23, 2026
Geometric glass roof modern architectural detail

legal updates

August 26, 2026

Commercially connected - August 2026

Black solar panels

legal updates

August 20, 2026

Eversheds Sutherland advises on major renewable energy investment in Syria

Contemporary office buildings courtyard modern architecture glass facade

legal updates

August 19, 2026

Commercially Connected shorts 19 August 2026

Modern office building glass facade exterior

legal updates

August 12, 2026

Commercially Connected shorts 12 August 2026

© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed or affiliated firms and the members of Eversheds Sutherland (Europe) Limited and Eversheds Sutherland (Africa) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global entity. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website. For information on Konexo please also see the Legal Notices page of this website.